312-251-1301 info@cfachicago.org

Event Detail

Ethical Decision-Making Webinar for CFA Chicago (Ended)


Presented By: CFA Institute

Date, Time, and Location:
Tuesday, October 22, 2013 (add this event to your Outlook Calendar)
12:00 pm CT

CFA Institute is offering this free, highly interactive, case-based webinar led by CFA Institute staff that will provide CFA Chicago participants with the framework to analyze situations from an ethics perspective (PDF).

Date, Time, and Location:
Tues., Oct. 22, 2013
Noon - 1pm CT
Live Online

Register with CFA Institute

The 60-minute session will include:

  • An examination of the factors that lead well-meaning individuals to make unethical decisions
  • An explanation of how to apply a framework for analysis of ethical dilemmas common in investment practice
  • Several case studies involving real-life situations with the opportunity for participants to vote on the appropriate conduct
  • A facilitated discussion of those studies that allow participants to apply ethical framework

Participation is free and available globally. To participate in a session, you must have access to a computer. To participate in the interactive portion of the webinar, you may do so via an internal computer microphone (if so equipped) or an external microphone connected to your computer.

For additional information contact ethicstraining@cfainstitute.org.

Presenters:
Glenn Doggett, CFA, Director of Standards of Practice, CFA Institute
Jonathan Stokes, Director of Standards of Practice Development and Education, CFA Institute

Fee:
CFA Chicago Members: FREE
Non-members: FREE

CFA Institute Qualified Activity: Eligible for 1 SER credit hour for CFA Institute members.

Registration: Register online with CFA Institute

Presenters:
Doggett Glen Doggett, CFA, is a director of professional standards for CFA Institute. His responsibilities include providing member guidance in applying the ethics and standards of practice policies, supporting related educational and public awareness activities, and working with the Standards of Practice Council of CFA Institute on its initiatives. Previously, Doggett, as a member of the CFA Institute Financial Reporting Policy Group, represented membership interests regarding reporting and disclosure initiatives, including XBRL. Prior to joining CFA Institute, Doggett worked in the financial information sector with SNL Financial. There his work focused on the real estate and energy industries. Doggett holds a BA in economics from the University of Virginia.

Stokes Jonathan Stokes is the director of professional standards at CFA Institute. He is responsible for development and maintenance of the CFA Institute Code of Ethics and Standard of Professional Conduct, as well as design and management of the CFA Institute Ethical Decision Making training programs. Stokes has led teams charged with drafting, revising, interpreting, and maintaining the CFA Institute standards of practice, including the Code of Ethics and Standards of Professional Conduct, CFA Institute Soft Dollar Standards, Trade Management Guidelines, and other standards of practice under development. He has also directed the CFA Institute Professional Conduct Program and worked on developing and interpreting the CFA Institute investment performance standards, including the Global Investment Performance Standards (GIPS) and its predecessors. Stokes also serves as a staff liaison to various CFA Institute committees addressing specific issues related to ethics and professional practice. Prior to joining CFA Institute, Stokes worked as an attorney specializing in civil litigation.

Content shared during CFA Society Chicago programs is not, and nothing in it should be construed as, an offer, invitation or recommendation of any specific financial services company or professional, or an offer, invitation or recommendation to sell, or a solicitation of an offer to buy, any securities in any jurisdiction. By registering for and attending this event, you acknowledge that any photographs that may be taken are the property of CFA Society Chicago and give your consent to their use in CFA Society Chicago's online and print business communications and marketing.