312-251-1301 info@cfachicago.org

Event Detail

Social Media Summit: Compliance and CFAs (Ended)

Date, Time, and Location:
Wednesday, January 25, 2012 (add this event to your Outlook Calendar)
5:00 pm
Morningstar, 22 W Washington, Chicago, IL  60602   (Driving Directions)

Social Media Club

- Joanna Belbey - Social Media and Compliance Specialist, Actiance, Inc.
- Susan Chamberlain - Managing Director, Foreside Alternative Investment Services
- Peter Hanson - Managing Partner, Astor Capital Management LLC
- Scott Kleinberg - Social Media Specialist, Chicago Tribune
- Mike Langford - Senior Social Business Strategist, Socialware Inc.

Jeff Willinger - Director of Collaboration, Social Computing, and Intranets, RightPoint Consulting

Date, Time, and Location:
Wednesday, Jan. 25, 2012
5:00 - 7:00 pm
Morningstar, 22 W Washington St, Chicago, IL 60602

Program Description:
An event designed to bring together the social media technology and financial worlds to discuss practical solutions to the LinkedIn, FaceBook and Twitter obstacles that charterholders face. In our highly regulated financial services industry, balancing business and customer objectives along with FINRA regulations is the key to a successful social media strategy.

You'll lean:
- Real-world examples of FINRA compliance obstacles
- How an industry expert is using social media within compliance guidelines
- Practical technology and business solutions to help facilitate your social media presence (security, analytics, and reporting)
- How to leverage social media community resources and how to get experts on board; how compliance officers and CFAs can work together
- Ways to measure and evaluate your social media efforts; how to turn social media data into insights

Invite your firm's Compliance team to attend, so they can participate in the discussions and hear first hand from the experts.

CFA Chicago Members and Social Media Club Members - $25
Non-Members - $35
(payable by cash, check, credit card, or function ticket)*

Note: Fee includes beer, wine and appetizers.

Business Casual

Phone: 312-251-1301

Hosted by:
CFA Society of Chicago Women Advisory Group and SMC-Chicago Chapter

5:00-5:30 Registration
5:30-6:30 Panel Discussion
6:30-7:00 Networking


Joanna Belbey is a former co-founder of The BGK Group, a firm that provides compliance training to the securities industry. Belbey specializes in helping regulated firms comply with rules and regulations. Prior to launching a training firm, she led delivery for Member Education programs at FINRA (Financial Industry Regulatory Authority) for six years. Belbey came to FINRA with 15 years of experience consulting with C-Level executives to develop and implement marketing strategy for educational programs for the financial services industry. She is a member of Financial Women’s Association (FWA) Communications and Digital Media Committee, is pursuing a Film and Production Certificate at New York University, enjoys gathering thought leaders together to speak on hot topics and splits her time with her husband, Jerry between Jersey City and Ocean Grove, NJ.

Susan M. Chamberlain heads Foreside's Chicago office and oversees the delivery of compliance services within the greater Chicago area. With 30 years experience in the investment management industry, Chamberlain serves as Chief Compliance Officer to a Chicago investment adviser. Previously she was chief operating officer and chief compliance officer at Quantlab Capital Management, Ltd., a registered investment advisor managing private and proprietary funds in Houston, and was chief operating officer at Columbine Capital Services, Inc., a company providing independent, quantitative research to the institutional investment community. At Columbine Capital, Chamberlain was responsible for the start-up of a market-neutral hedge fund as well as for the ongoing compliance, administrative and business operations of the firm.

Peter Hanson is a managing partner at Astor Capital Management. Astor Capital is an Alternative Investment Manager and is registered with the CFTC as a CTA. Investment focus includes Managed Currency and Equity Index Futures programs. Prior to Joining Astor, Peter was a Managing Director at ABN AMRO and head of corporate sales and origination for equity derivatives. Prior to ABN AMRO, Peter was a Managing Director and head of middle market client coverage for the Global Derivatives Products Group at Bank of America.

Scott Kleinberg holds a master's in journalism and communications and more than 15 years of professional experience as a top writer, editor and communicator. He crafts amazing copy, whether it's thousands of words or 140 characters. After 6 years at RedEye, 3 of those in charge of conceptualizing, developing and maintaining the entire social media campaign for the paper, he moved over to the Chicago Tribune to work as a social media specialist. From tweeting and Facebooking live events and breaking news stories via social media to training and writing documentation for the company, it all falls to the social media department.

Mike Langford has a rare combination of skills and experience that bridge financial services and social business. He is a financial services industry veteran with over 17 years of experience in roles spanning customer service, finance and investment advice and management. After years of working for world-class firms such as Fidelity Investments and State Street Corporation, Langford founded an independent registered investment advisory firm. He also founded the social media company Tweetworks, a platform for rich conversations for Twitter users prior to joining Socialware as the company's Senior Social Business Strategist.


Jeff Willinger is the Director of Social Computing and Intranets at Rightpoint, a technology solutions company and President of Social Media Club. Jeff was recently named 2012's "Most Influential Person in SharePoint" http://bit.ly/vqBkq4. He specializes in advising clients on social media B2B marketing strategies, social computing, intranets and portals customized to increase employee and customer/client engagement. With experience spanning more than two decades, Jeff possesses specific expertise in social computing inside and outside an organization's "four walls".

SMC-Chicago Chapter
Social Media Club's primary mission is to expand digital media literacy, promote standard technologies, encourage ethical behavior and share best practices. We bring together journalists, publishers, communications professionals, artists, amateur media creators, citizen journalists, teachers, students, tool makers, and other interested collaborators. Essentially the people who create and consume media who have an interest in seeing the 'media industry' evolve for everyone's benefit. We are more than just USERS, we are the reason the tools exist - we are the people who communicate our thoughts and ideas near and far. Join us and let's shape the future together! smcchicagonews@gmail.com t: @smcchicago www.facebook.com/SMCChicago

*Special Notes Regarding Fees:
Regular, Candidate, and Affiliate Members may apply function tickets as payment for Non-member or Student-Member. Credit card required to guarantee ALL reservations except for ONLINE reservations using FUNCTION TICKETS. No day-of-event pre-registrations accepted (on-site only, if applicable and space available). There is a $5 surcharge for walk-ins. Visa, MasterCard, American Express, Discover and Diners Club are accepted. Cancellations accepted until 5:00 pm, Jan. 20.

Content shared during CFA Society Chicago programs is not, and nothing in it should be construed as, an offer, invitation or recommendation of any specific financial services company or professional, or an offer, invitation or recommendation to sell, or a solicitation of an offer to buy, any securities in any jurisdiction. By registering for and attending this event, you acknowledge that any photographs that may be taken are the property of CFA Society Chicago and give your consent to their use in CFA Society Chicago's online and print business communications and marketing.